The OHS Act and contractors: what the client answers for, and what to see before work starts
Headcore
In short
The OHS Act (Occupational Health and Safety Act 85 of 1993) is South Africa's law on health and safety at work. A company that brings a contractor onto its site keeps its own duties under sections 8 and 9, and is presumed to have committed the contractor's breaches unless they agreed compliance arrangements in writing (section 37(2)).
What is the OHS Act in South Africa?
The OHS Act is the Occupational Health and Safety Act 85 of 1993 (Government Gazette 14918, 2 July 1993). Its long title: to provide "for the health and safety of persons at work" and in connection with the use of plant and machinery, and to protect "persons other than persons at work" against hazards from work.[1]
Its regulations count as part of it: in section 1, "this Act" includes any regulation made by the Minister under section 43, such as the Construction Regulations, 2014 and the Driven Machinery Regulations, 2015.[1][2][3]
Section 1 also says who carries the duties: an employer is any person who employs or provides work for any person and pays, or undertakes to pay, that person, excluding a labour broker; the user of plant or machinery is whoever uses it for its own benefit or has the right to control its use, but not a lessor of it.[1]
What is section 8 of the OHS Act?
Section 8 is the employer's general duty to its own employees: "Every employer shall provide and maintain, as far as is reasonably practicable, a working environment that is safe and without risk to the health of his employees" (section 8(1)).[1]
Section 8(2) spells the duty out, including safe systems of work, plant and machinery, dealing with a hazard "before resorting to personal protective equipment", establishing the hazards of the work and the precautions against them, and the training and supervision employees need.[1]
For a site that hosts contractors, section 8(2)(g) reaches furthest: the employer must take "all necessary measures to ensure that the requirements of this Act are complied with by every person in his employment or on premises under his control where plant or machinery is used".[1]
The contractor owes the same section 8 duties to its own workers: a mandatary, in section 1, "includes an agent, a contractor or a subcontractor for work, but without derogating from his status in his own right as an employer or a user".[1]
What is section 9 of the OHS Act?
Section 9 extends the employer's duty to people it does not employ: every employer must conduct its undertaking so as to ensure, as far as is reasonably practicable, "that persons other than those in his employment who may be directly affected by his activities are not thereby exposed to hazards to their health or safety" (section 9(1)).[1]
On a shared site, section 9 runs both ways: the host company owes it to the contractor's workers, and the contractor, an employer in its own right, owes it to the host's staff and visitors (sections 1 and 9(1)). A self-employed contractor carries the same duty for itself and others (section 9(2)).[1]
What is a section 37(2) agreement?
A section 37(2) agreement is a written agreement between an employer or user and its mandatary (an agent, contractor or subcontractor) on "the arrangements and procedures between them to ensure compliance by the mandatary with the provisions of this Act" (section 37(2)).[1]
The agreement matters because of section 37(1): when an employee commits what would be an offence for the employer, the employer "shall be presumed to have done or omitted to do that act", unless it proves that the employee acted without its connivance or permission and outside the scope of the employee's authority, and that it took all reasonable steps to prevent it. Instructions forbidding the act are not, "in itself", enough.[1]
Section 37(2) applies that presumption "mutatis mutandis" to a mandatary of any employer or user, "except if the parties have agreed in writing". Without the agreement, the client is presumed to have committed the contractor's breach, and is liable to be convicted for it, unless it proves all three points.[1]
Does a section 37(2) agreement make the contractor liable instead of you?
Only in part. With a written agreement, the client is no longer presumed to have committed the contractor's breaches (section 37(2)). The contractor is liable either way: a mandatary can be convicted as if it were the employer (section 37(3)), in addition to the employer or user (section 37(5)).[1]
Section 41 reads: "Subject to the provisions of sections 10(4) and 37(2), a provision of this Act ... shall not be affected by any condition of any agreement". With or without the agreement, the client remains an employer under section 8(2)(g) for compliance by every person on premises under its control where plant or machinery is used, and under section 9(1) for the contractor's workers as people directly affected by its activities.[1]
Where the job is construction work, the Construction Regulations, 2014 put further duties on the client directly, among them ensuring before any work commences that every principal contractor is registered and in good standing with the compensation fund or a licensed compensation insurer (regulation 5(1)(j)), appointing it in writing (5(1)(k)) and ensuring health and safety audits at least once every 30 days (5(1)(o)). Appointing an agent leaves the client's "health and safety responsibilities or liabilities" in place (5(5) and (6)).[2]
What goes into a section 37(2) agreement?
Section 37(2) sets no form: the parties must only have "agreed in writing" to the arrangements and procedures.[1]
In practice, one industrial client's published template (February 2017), signed by both parties before witnesses, lists 28 headings, among them the contractor's acceptance of the client's arrangements and procedures, its status as an employer in its own right, appointments under section 16(2), supervision, registration for injury cover, medicals, incident reporting, subcontractors, protective equipment, plant and vehicles, and public liability insurance.[6]
The template also carries the site's rules: the client lists the hazards on its premises, and the contractor's workers attend induction, work under permit where one is required and enter only through designated gates.[6]
The same template states that all responsibility for health and safety on the contractor's work "shall be the obligation of the Mandatary"; one compliance publisher cautions that a client "can never waive" its own responsibility to comply, "regardless of the agreements signed".[6][7]
Which regulations under the OHS Act apply to the contractor's work?
Regulations under the OHS Act add rules by type of work; the last column lists what each set lets a client check before the contractor starts.[1][2][3][4][5]
| The work | Regulations | What to see before it starts |
|---|---|---|
| Building, alteration, repair or demolition of a structure; civil works, excavation, piling | Construction Regulations, 2014 (GN R. 84) | The principal contractor's good standing and written appointment, and its health and safety plan as approved by you; a site health and safety file; risk assessments by a competent person appointed in writing (regs 5(1), 7(1), 9(1)) |
| Lifting with cranes, hoists, mobile elevating work platforms and lifting tackle | Driven Machinery Regulations, 2015 (GN R. 540) | Examination and performance test by a lifting machinery inspector within 12 months; lifting tackle examined within 3 months; the operator's certificate of training for listed machines (reg 18(5), 18(10)(e), 18(11)) |
| Electrical installation work | Electrical Installation Regulations, 2009 (GN R. 242) | Registration as an electrical contractor; work under the general control of a registered person; a certificate of compliance issued only by a registered person (regs 5(4), 6(1), 9(1)) |
| Repair or modification of pressure equipment | Pressure Equipment Regulations, 2009 | The repairer's certificate describing the work, countersigned by the approved inspection authority where applicable (reg 13(1)(b)) |
What happens if someone is injured on site?
The employer, or the user of the plant or machinery concerned, must report a serious incident to an inspector "within the prescribed period and in the prescribed manner" (section 24(1)), from a death or the loss of a limb to an injury likely to keep someone off work for at least 14 days, a major incident or machinery running out of control.[1]
After a death, a likely fatal injury or the loss of a limb, no one may disturb the site or remove anything involved without an inspector's consent, except to prevent a further incident, remove the injured or dead, or rescue people (section 24(2)).[1]
On a construction site, after a fatality or permanent disabling injury, the client must ensure that the contractor gives the provincial director the section 24 report, including the measures the contractor will take to keep the site safe (Construction Regulations, 2014, regulation 5(3)).[2]
OHS Act inspectors may enter premises "without previous notice, at all reasonable times", question anyone and demand records (section 29(1)), prohibit an act or the use of plant in writing and barricade the area (section 30), and investigate an incident, with a written report to be dealt with under the Inquests Act or the Criminal Procedure Act (section 31).[1]
What to put in your request
- The site, the work, and whether it is construction work under the Construction Regulations, 2014 (building, alteration, repair or demolition of a structure; civil works such as roads, dams, sewers, earthmoving, excavation and piling).[2]
- The hazards on your premises and your site rules (induction, permits, access gates); for construction work, your health and safety specification under regulation 5(1)(b).[2][6]
- A signed section 37(2) agreement as a condition of site access, with your agreement attached.[1][6]
- A letter of good standing from the Compensation Fund, or proof of good standing with a licensed compensation insurer, valid on the start date, and proof of public liability cover.[2][6]
- The name of the contractor's person in charge on site and the written section 16(2) assignment of duties to that person.[1][6]
- A risk assessment and safe work procedure for the task; for construction work, prepared by a competent person appointed in writing.[1][2]
- Proof that each worker is trained for the task, and medical certificates of fitness where the work requires them.[1][2][6]
- For lifting: the last performance test by a lifting machinery inspector (within 12 months), the lifting tackle examination (within 3 months) and, for listed machines, each operator's certificate of training.[3]
- For electrical installation work: the contractor's registration as an electrical contractor, and a certificate of compliance from a registered person on completion.[4]
- Who on your side signs the access, runs the induction and stops the work if it becomes unsafe.[1][2][6]
Questions buyers ask
Is a section 37(2) agreement compulsory?
Leaving it out is no offence in itself: section 38 of the OHS Act does not list section 37 among its offences. Without an agreement, though, you are presumed to have committed your contractor's breaches, and must prove it acted without your permission and outside the scope of its authority, despite all reasonable steps on your part (section 37(1) and (2)).[1]
Does the agreement cover the contractor's subcontractors?
Section 37(2) covers a mandatary of any employer or user, and the Act's definition of a mandatary includes a subcontractor for work. In practice, a published client template requires the contractor to tell the client in writing of each subcontractor and makes the terms of its subcontractor clause binding on the subcontractor before it starts work.[1][6]
What are the penalties under the OHS Act?
Contravening section 8 or 9, or committing any other offence section 38(1) lists, carries a fine of up to R50 000, imprisonment of up to one year, or both. An employer or user whose act or omission injures a person, where it would have been culpable homicide had the person died, faces a fine of up to R100 000, imprisonment of up to two years, or both (section 38(2)).[1]
Sources
- Government Gazette 14918, Occupational Health and Safety Act 85 of 1993, 2 July 1993.
- Department of Labour (Government Gazette 37305), Construction Regulations, 2014 (GN R. 84), 7 February 2014.
- Department of Labour (Government Gazette 38905), Driven Machinery Regulations, 2015 (GN R. 540), 24 June 2015.
- Department of Labour (Government Gazette 31975), Electrical Installation Regulations, 2009 (GN R. 242), 6 March 2009.
- Department of Labour (Government Gazette 41256), Guidance Notes to the Pressure Equipment Regulations, Revision 2 (GN 1265), with the text of each regulation, 17 November 2017.
- Tongaat Hulett, Written Agreement for Occupational Health and Safety in accordance with Section 37(2) of the Occupational Health and Safety Act (SHE 4.3.2, Rev 0), February 2017 by its file name; posted October 2018.
- SERR Synergy, Legislative requirements for the SA Construction Industry: Principal and Subcontractors, 30 November 2021.